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BNP Paribas Securities Services Switzerland

Regulatory disclosures <br> & publications
Regulatory disclosures <br> & publications
Regulatory disclosures
& publications

Publications

Welcome to this section dedicated to compliance and legal publications in Switzerland.

Deposit Insurance 

Are my deposits protected under the deposit insurance esisuisse? Yes, like any bank and any securities firm in Switzerland, BNP Paribas Securities Services, Paris, succursale de Zurich is required to sign the Self-regulation «Agreement between esisuisse and its members». This means clients’ deposits are protected up to a maximum of CHF 100,000 per client. Medium-term notes held in the name of the bearer at the issuing bank are also considered deposits. Depositor protection in Switzerland is provided by esisuisse, and the depositor protection system is explained in detail at https://www.esisuisse.ch/en

Swiss Financial Market Infrastructure Act (FMIA), Art. 73 (4) FMIA, Participant Disclosure Letter - Switzerland

Pursuant to Article 73(4) FMIA information on account structures and asset protections - Download the document

Disclaimer

The information contained within this document (‘information’) is believed to be reliable but BNP Paribas Securities Services does not warrant its completeness or accuracy. Opinions and estimates contained herein constitute BNP Paribas Securities Services’ judgment and are subject to change without notice. BNP Paribas Securities Services and its subsidiaries shall not be liable for any errors, omissions or opinions contained within this document. This material is not intended as an offer or solicitation for the purchase or sale of any financial instrument. For the avoidance of doubt, any information contained within this document will not form an agreement between parties. Additional information is available on request. BNP Paribas Securities Services is incorporated in France as a Partnership Limited by Shares and is authorised and supervised by the European Central Bank (ECB), the ACPR (Autorité de Contrôle Prudentiel et de Résolution) and the AMF (Autorité des Marchés Financiers) and acts in Switzerland though a Swiss branch with a banking license under Swiss Law and thus is regulated and supervised for its activity in Switzerland by the Swiss Financial Market Supervisory Authority (FINMA).

Documents

Clearing Member Disclosure Document – Direct and indirect clearing

Document size: 172 KB

Legal entity identifier (LEI)

Document size: 136 KB

Standard list of delegates and sub-delegates of BNP Paribas Securities Services appointed depositary of Ucits funds

Document size: 369 KB

Anti-Money Laundering Questionnaire

Document size: 1 MB

Regulations

European Markets Infrastructure Regulation (EMIR)

Access our documents

Fair execution application to FX Spot

Access our documents

Documents

Anti-Money Laundering Questionnaire

Document size: 1 MB

Legal entity identifier (LEI)

Document size: 136 KB

Standard list of delegates and sub-delegates of BNP Paribas Securities Services appointed depositary of Ucits funds

Document size: 369 KB

Clearing Member Disclosure Document – Direct and indirect clearing

Document size: 172 KB

Shorcuts

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